Compliance Advisory Manager, Prudential & Regulatory Oversight, Assurance, Dublin

Date: 15-Jul-2021

Location: Dublin, IE

Company: Allied Irish Bank

Role: Compliance Advisory Manager, Prudential Advisory & Regulatory Oversight, Compliance

 

Location: Molesworth Street ( Remote working initially)

 

This role is being offered on a Permanent basis.

 

The primary objectives of the Prudential Advisory & Regulatory Oversight Team are:

  • Comprehensive identification, challenge of interpretation and assessment of regulatory compliance risk
  • Setting and communicating Regulatory Compliance Policies for the Group
  • Provision of pro-active regulatory (Conduct of Business and Prudential) focussed advice and guidance through review and challenge
  • Instilling ownership of compliance risk within the 1st line Business Areas through targeted training and awareness initiatives
  • Reporting on regulatory compliance risk to the CEO and the Board directly through the Board Risk Committee (BRC)
  • Facilitating regulatory liaison in respect of regulatory compliance risk and fulfilling our statutory responsibilities
  • Monitoring the regulatory horizon (Conduct, Prudential, AML & Data Protection) and consider the impact of new regulation on AIB
  • Reviewing & providing updates and briefings on regulatory matters across AIB
  • Maintaining the Regulatory Compliance Universe and developing the Regulatory Compliance Obligations Register
  • Reviewing & challenging AIB Group policies and supporting regulatory gap analysis

 

Compliance is now seeking applications from ambitious professionals who are keen to pursue a career in Compliance. Consideration will also be given to external candidates.

 

We’re looking for someone who:

  • Manage a team of compliance professionals to ensure delivery of the Compliance plan
  • Constructively engage with key business relationships to ensure that business units are aware of new and existing regulations impacting the business and developments in the regulatory environment
  • Provide relevant, consistent and timely risk appropriate advice and support to the business
  • Co-ordinate accurate and timely response to regulatory authorities’ correspondence
  • Represent the Compliance function at governance and business forums
  • Delivery of training to business on regulatory requirements and regulatory change
  • Maintain a comprehensive knowledge of AIB processes and organisational structure
  • Attend industry events including consultations, briefings, committees and working groups as required
  • Draft policies and procedures related to the team in line with the Regulatory Compliance Framework
  • Support and embed a strong risk culture at all times throughout the organisation

 

Who are we?

We’re AIB. A strong Irish bank packed with purpose - to back our customers to achieve their dreams and ambitions. That goes for our employees too. We’re made of small teams where you have the chance to shine.

 

Why join us?

We are excited about how we have changed our focus. We want to be at the heart of our customers’ financial lives by giving them an exceptional experience. We are building a culture that breaks the conventions of what our customer and employees expect of a bank.

 

Does this sound like something that you want to be part of?

 

You will need to show us that you can/have:

 

  1. Have a minimum of eight years in a financial services environment, preferably in a Compliance, Risk or Upstream Regulation role. Relevant qualifications would be advantageous.
  2. Have a proven understanding and experience of key banking regulations, directives, standards and guidelines and the ability to provide accurate advice, review and challenge. 
  3. Have a proven understanding and experience of key banking products in the context of the regulatory environment.
  4. Have a proven experience of Compliance and Conduct Risk Management in a Banking environment and associated risks, clear understanding and knowledge of risk management methodologies. Experience of using these skills as part of Compliance reporting would be advantageous.
  5. Have a proven experience in managing relationships with business stakeholders and/or regulators

 

If you feel you have what it takes, click apply and fill in the online application form. If you would like more information Kate Slattery from the Talent Acquisition Team can help. You can contact her at careers@aib.ie.

 

By when?  Closing date is Friday 6th August

 

 


Job Segment: Compliance, Regulatory Affairs, Law, Risk Management, Banking, Legal, Finance